John Mills
Professional summary
John Mills, who also goes by John Scott Mills, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Jacksonville Beach, Florida and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. John has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Mills's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 29, 2026 - Present
EMPOWER ADVISORY GROUP, LLC
July 9, 2026 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111March 24, 2026 - April 28, 2026
OXFORD WEALTH GROUP, LLC
February 8, 2022 - April 5, 2025
CHARLES SCHWAB & CO., INC.
January 26, 2022 - April 5, 2025
CHARLES SCHWAB & CO., INC.
March 30, 2018 - October 14, 2022
TD AMERITRADE, INC.
February 26, 2018 - September 7, 2023
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 26, 2018 - July 29, 2024
TD AMERITRADE, INC.
February 16, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
May 10, 2001 - February 26, 2018
SCOTTRADE, INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/26/2026 | ||
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.