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MS

Michael G. Steinthal

QUINCY WELLS CAPITAL
DENVER, CO
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CRD#: 435071
MS
Michael Gregory SteinthalQUINCY WELLS CAPITAL

Professional summary


Michael Gregory Steinthal, who also goes by Michael Gregory Steinthal Jr, Michael Gregory Steinthal Mr, is a registered financial professional currently at QUINCY WELLS CAPITAL, LLC located in Denver, Colorado.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1969. Michael has worked at 20 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.

Aliases


Michael Gregory Steinthal Jr | Michael Gregory Steinthal Mr

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael Gregory Steinthal's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 1, 2026 - Present

QUINCY WELLS CAPITAL, LLC

BD
CRD#: 334163
DENVER, CO
Past

August 9, 2019 - May 1, 2026

GREAT POINT CAPITAL LLC

BD
CRD#: 114203
CHICAGO, IL
Past

May 8, 2008 - August 26, 2019

PRIMEX

BD
CRD#: 29394
New York, NY
Past

September 21, 2005 - May 9, 2008

CAPWEST SECURITIES, INC.

BD
CRD#: 30002
DENVER, CO
Past

August 15, 2003 - October 10, 2005

UNITED SECURITIES ALLIANCE, INC.

RIA
CRD#: 36487
DENVER, CO
Past

August 15, 2003 - October 10, 2005

UNITED SECURITIES ALLIANCE, INC.

BD
CRD#: 36487
GREENWOOD VILLAGE, CO
Past

February 7, 2003 - August 18, 2003

VSR FINANCIAL SERVICES, INC.

RIA
CRD#: 14503
OVERLAND PARK, KS
Past

January 1, 1999 - February 7, 2003

THE MASTERS, INC.

RIA
CRD#: 108432
DENVER, CO
Past

January 6, 1998 - August 18, 2003

VSR FINANCIAL SERVICES, INC.

BD
CRD#: 14503
OVERLAND PARK, KS
Past

August 27, 1996 - January 20, 1998

CETERA ADVISORS LLC

BD
CRD#: 10299
GREENWOOD VILLAGE, CO
Past

June 3, 1988 - August 30, 1996

WALNUT STREET SECURITIES, INC.

BD
CRD#: 15840
EL SEGUNDO, CA
Past

March 5, 1987 - December 8, 1987

IRONWOOD SECURITIES, INC.

BD
CRD#: 13543
Past

March 3, 1986 - March 14, 1987

INVESTACORP, INC.

BD
CRD#: 7684
Past

January 27, 1986 - February 8, 1986

KORN, WOMACK, STERN AND ASSOCIATES, INC.

BD
CRD#: 16933
Past

July 10, 1985 - February 3, 1986

VALUE EQUITIES CORPORATION

BD
CRD#: 13316
Past

February 24, 1984 - July 26, 1985

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403
Past

February 7, 1982 - July 22, 1985

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
Past

March 19, 1980 - February 10, 1982

GUARDIAN INVESTOR SERVICES LLC

BD
CRD#: 6635
Past

August 17, 1976 - May 14, 1980

G. R. PHELPS & CO., INC.

BD
CRD#: 173
Past

February 15, 1972 - June 25, 1973

THE FIRST BUFFALO CORPORATION

BD
CRD#: 300
Past

October 14, 1971 - March 28, 1972

DYNAVEST SECURITIES, INC.

BD
CRD#: 3864
Past

February 5, 1969 - October 4, 1971

EQUITY SERVICES, INC.

BD
CRD#: 265

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/1/2026)
RR
Colorado
(5/1/2026)
RR
Florida
(9/10/2026)
RR
New Jersey
(5/1/2026)
RR
New York
(5/1/2026)

Exams


What does exam status mean?
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 9/13/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Status Unavailable
Passed: 10/20/1984
General Securities Representative Examination
General Industry/Product Exam
RR
Series 1
Status Unavailable
Passed: 8/13/1976
Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm


QW
QUINCY WELLS CAPITAL, LLC
QUINCY WELLS CAPITAL, LLC

CRD#: 334163 / SEC#: , 8-71322

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
145 South Wells Ste 1301, Chicago, IL 60606
Mailing Address
145 South Wells Ste 1301, Chicago, IL 60606
Phone number
(312) 356-4871
Established
Delaware since 06/24/2024
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
QUINCY WELLS GROUP, LLCOWNER
FRAME, JONATHANCHIEF COMPLIANCE OFFICER3057547
NEPPEL, JOHN PAULPRESIDENT5008476
REYNOLDS, MATTHEW MARKFINOP4077413

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


QUINCY WELLS CAPITAL, LLC

CRD#: 334163Denver, CO

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