Michael G. Steinthal
Professional summary
Michael Gregory Steinthal, who also goes by Michael Gregory Steinthal Jr, Michael Gregory Steinthal Mr, is a registered financial professional currently at GREAT POINT CAPITAL LLC located in Chicago, Illinois.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1969. Michael has worked at 19 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Gregory Steinthal's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 9, 2019 - Present
GREAT POINT CAPITAL LLC
Office #1: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606Office #2: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606May 8, 2008 - August 26, 2019
PRIMEX
September 21, 2005 - May 9, 2008
CAPWEST SECURITIES, INC.
August 15, 2003 - October 10, 2005
UNITED SECURITIES ALLIANCE, INC.
August 15, 2003 - October 10, 2005
UNITED SECURITIES ALLIANCE, INC.
February 7, 2003 - August 18, 2003
VSR FINANCIAL SERVICES, INC.
January 1, 1999 - February 7, 2003
THE MASTERS, INC.
January 6, 1998 - August 18, 2003
VSR FINANCIAL SERVICES, INC.
August 27, 1996 - January 20, 1998
CETERA ADVISORS LLC
June 3, 1988 - August 30, 1996
WALNUT STREET SECURITIES, INC.
March 5, 1987 - December 8, 1987
IRONWOOD SECURITIES, INC.
March 3, 1986 - March 14, 1987
INVESTACORP, INC.
January 27, 1986 - February 8, 1986
KORN, WOMACK, STERN AND ASSOCIATES, INC.
July 10, 1985 - February 3, 1986
VALUE EQUITIES CORPORATION
February 24, 1984 - July 26, 1985
INTEGRATED RESOURCES EQUITY CORPORATION
February 7, 1982 - July 22, 1985
PRINCIPAL SECURITIES, INC.
March 19, 1980 - February 10, 1982
GUARDIAN INVESTOR SERVICES LLC
August 17, 1976 - May 14, 1980
G. R. PHELPS & CO., INC.
February 15, 1972 - June 25, 1973
THE FIRST BUFFALO CORPORATION
October 14, 1971 - March 28, 1972
DYNAVEST SECURITIES, INC.
February 5, 1969 - October 4, 1971
EQUITY SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/18/2019)
(8/9/2019)
(8/9/2019)
(8/9/2019)
(8/9/2019)
(1/9/2023)
(8/16/2024)
(7/10/2020)
(3/17/2020)
(4/9/2021)
(11/21/2019)
(8/9/2019)
(8/9/2019)
(8/9/2019)
(9/17/2019)
(8/11/2025)
(8/9/2019)
(8/9/2019)
(8/9/2019)
(1/10/2023)
Exams
Series 1
Date: 8/13/1976
Registered Representative ExaminationFINRA
Current Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
