Robert E. Rachlow

LUMINARY WEALTH

Fort Wayne, IN 46804

Some features on this profile are disabled

CRD#: 4350701

Professional summary

Robert Edward Rachlow is a registered financial advisor currently at LUMINARY WEALTH located in Fort Wayne, Indiana.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Robert has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CAPSTONE ADVISORS, LLC - PRINCIPAL & FINANCIAL ADVISOR 05/2002 - 7910 CARNEGIE BLVD, FORT WAYNE, IN 46804 - INVESTMENT RELATED. 30 HRS WK

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Edward Rachlow's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2011 - Present

LUMINARY WEALTH

Office #1: 7910 Carnegie Blvd., Fort Wayne, IN 46804

RIA

CRD#: 116484

Fort Wayne, IN

Past

March 16, 2011 - November 18, 2011

LARSON FINANCIAL GROUP, LLC

RIA

CRD#: 140599

FORT WAYNE, IN

Past

January 3, 2004 - December 31, 2010

LUMINARY WEALTH

RIA

CRD#: 116484

FORT WAYNE, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(1/19/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/31/2003

Uniform Investment Adviser Law Examination

Current Firm

LUMINARY WEALTH

CAPSTONE ADVISORS, LLC | LUMINARY WEALTH | CAPTSONE ADVISORS, LLC

CRD#: 116484 / SEC#:

Indiana

Registered Investment Advisory firm - (1/19/2011 Approved)

North Carolina

Registered Investment Advisory firm - (4/2/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

7910 Carnegie Blvd., Fort Wayne, IN 46804

Mailing Address

Phone number

(260) 420-2500

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	279
AUM (Assets Under Management)	$ 77,202,556

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Bradford Tom

INDEPENDENT FINANCIAL GROUP, LLC

IAR

Honolulu, HI

Lauren Providence

A. T. BROD & CO. INC.

Sean Spowart

CYPRESS COAST INVESTMENTS

IAR

Carmel, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Robert E. Rachlow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Edward Rachlow's CRS (Customer Relationship Summary).

Certified licenses

Experience

LUMINARY WEALTH

LARSON FINANCIAL GROUP, LLC

LUMINARY WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 12/31/2003

Current Firm

LUMINARY WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LUMINARY WEALTH

TRUST BUT VERIFY

Similar Advisors