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RH

Robert D. Harvey

HARVEY CAPITAL MANAGEMENT
PALM BEACH, FL 33480
Some features on this profile are disabled
CRD#: 4350356
RH

Professional summary

Robert Dale Harvey is a registered financial advisor currently at HARVEY CAPITAL MANAGEMENT INC located in Palm Beach, Florida.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Robert has worked at 1 firm .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Dale Harvey's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 17, 2005 - Present

HARVEY CAPITAL MANAGEMENT INC

Office #1: 400 Royal Palm Way Suite 400, Palm Beach, FL 33480
RIA
CRD#: 106224
PALM BEACH, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HC
HARVEY CAPITAL MANAGEMENT INC
HARVEY CAPITAL MANAGEMENT INC

CRD#: 106224 / SEC#: 801-52027

RIA
Registered Investment Advisory firm - (5/28/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(8/17/2005)
IAR
Texas
(8/25/2006)

Exams

Current Firm

HC
HARVEY CAPITAL MANAGEMENT INC
HARVEY CAPITAL MANAGEMENT INC

CRD#: 106224 / SEC#: 801-52027

RIA
Registered Investment Advisory firm - (5/28/1996 Approved)
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Contact information

Main Address
400 Royal Palm Way Suite 400, Palm Beach, FL 33480-4117
Mailing Address
Phone number
(561) 804-9181
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/25/2025)

Regulatory assets under management

Total Number of Accounts173
AUM (Assets Under Management)$ 523,317,953

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HARVEY CAPITAL MANAGEMENT INC

CRD#: 106224Palm Beach, FL 33480

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