Jacob K. Cooper
Professional summary
Jacob Keith Cooper was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jacob is a previously registered financial advisor and started their career in finance in 2001. Prior to being barred, Jacob had worked at 5 firms, which includes TOTAL WEALTH MANAGEMENT INC., SUNAMERICA SECURITIES INC., SUNSET FINANCIAL SERVICES INC., WORLD GROUP SECURITIES INC., WMA SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2006 - December 31, 2014
TOTAL WEALTH MANAGEMENT INC.
January 18, 2005 - September 30, 2005
SUNAMERICA SECURITIES, INC.
March 5, 2004 - January 18, 2005
SUNSET FINANCIAL SERVICES, INC.
April 12, 2002 - March 4, 2004
WORLD GROUP SECURITIES, INC.
July 16, 2001 - April 12, 2002
WMA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TOTAL WEALTH MANAGEMENT INC.
CRD#: 140503 / SEC#: 801-70829
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
