Salvatore S. Augeri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Salvatore S Augeri JR., who also goes by Salvatore Steven Augeri Jr., was a registered financial professional .
Salvatore is a previously registered financial professional and started their career in finance in 2001. Salvatore had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2012 - January 13, 2017
FBN SECURITIES, INC.
January 3, 2011 - September 12, 2012
CANTOR FITZGERALD & CO.
August 10, 2007 - November 24, 2010
CANACCORD GENUITY SECURITIES LLC
October 17, 2006 - August 10, 2007
COLLINS STEWART INC.
January 8, 2005 - December 5, 2006
TULLETT PREBON FINANCIAL SERVICES LLC
October 4, 2004 - January 14, 2005
BURLINGTON CAPITAL MARKETS INC.
November 5, 2001 - October 8, 2004
CANTOR FITZGERALD & CO.
April 2, 2001 - April 12, 2001
LIGHTSPEED PROFESSIONAL TRADING LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FBN SECURITIES, INC.
CRD#: 18315 / SEC#: , 8-30461
Contact information
FINRA licenses (36 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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