Timothy J. Bowen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy John Bowen, CFA was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2001. Timothy had worked at 5 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 17, 2010 - December 31, 2020
THEMATAL CAPITAL MANAGEMENT, LLC
October 24, 2005 - December 18, 2006
QUELLOS FUND SERVICES, LLC
July 14, 2005 - December 18, 2006
QUELLOS PRIVATE CAPITAL MARKETS, L.P.
May 13, 2004 - December 18, 2006
QUELLOS CAPITAL MANAGEMENT LP
October 10, 2001 - October 24, 2005
CFT SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THEMATAL CAPITAL MANAGEMENT, LLC
CRD#: 153964 / SEC#:
Contact information
Red Flags
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