JC
Jason C. Cook
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES
Graham, NC 27253
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CRD#: 4349388
JC
Professional summary
Jason Christopher Cook, CFP® is a registered financial advisor currently at BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. located in Graham, North Carolina and BFC PLANNING, INC. located in Graham, North Carolina.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Jason has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Stokes Cook Wealth Management-N-Graham, NC-dba for Securities-Registered Representative-03/2020-40-40-DBA for Securities & Insurance. 2. ALCO INVESTMENT CLUB-Y-BURLINGTON, NC-INVESTMENT CLUB-5/2008-1-0-INVESTMENT CLUB MEETS & MEMBERS PAY DUES INTO A BROKERAGE ACCOUNT TO PURCHASE STOCK. 3. ALAMANCE COUNTY CHAMBER OF COMMERCE-N-BURLINGTON, NC-CHAMBER OF COMMERCE-MEMBER-1/2013-2-0-PROMOTE BUSINESS IN ALAMANCE COUNTY. 4. BINGHAM MASONIC LODGE-N-MEBANE, NC-FRATERNAL ORGANIZATION-MEMBER-7/2013-5-0-RAISE MONEY FOR ORPHANED CHILDREN. 5. BURLINGTON SHRINE CLUB-N-BURLINGTON, NC-CHARITABLE ORGANIZTION-MEMBER-11/2013-3-0-RAISE MONEY FOR CRIPPLED CHILDREN. 6. GRAHAM AREA BUSINESS ASSOCIATION-N-GRAHAM, NC-BUSINESS PROMOTION-MEMBER-10/2006-2-0-PROMOTE BUSINESS IN THE GRAHAM, NC AREA. 7. GRAHAM FIRE DEPARTMENT-N-GRAHAM, NC-VOLUNTEER FIRE DEPARTMENT-VOLUNTEER FIREMAN-07/1996-10-3-RESPONDS TO FIRE AND MEDICAL EMERGENCIES. 8. JASON COOK-N-GRAHAM, NC-RENTAL PROPERTIES-OWNER-1/1999-0-0-OWN & RENT OUT 4 PROPERTIES 9. JAYJAC LLC- N- GRAHAM, NC- REAL ESTATE AND AGRICULTURE INVESTMENTS- OWNER- 03/2024- 0-0- LLC USED FOR REAL ESTATE AND AGRICULTURE INVESTMENTS. 10. COOK AND FOUST PROPERTIES LLC- N- GRAHAM, NC- REAL ESTATE- MEMBER MANAGER- 09/2025- 0- 0- LLC USED TO BUY REAL ESTATE PROPERTY.
CRS (Client Relationship Summary) - RIA
Click below to view Jason Christopher Cook's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
September 14, 2009 - Present
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
Office #1: 208 S. Marshall Street, Graham, NC 27253RIA
BD
CRD#: 13609
Graham, NC
Current
November 7, 2018 - Present
BFC PLANNING, INC.
Office #1: 208 S. Marshall Street, Graham, NC 27253RIA
CRD#: 119682
Graham, NC
Current
January 3, 2006 - Present
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
Office #1: 208 S. Marshall Street, Graham, NC 27253RIA
BD
CRD#: 13609
Graham, NC
Past
January 5, 2005 - January 9, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
GRAHAM, NC
Past
March 7, 2001 - January 13, 2005
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/7/2007)
RR
Georgia(6/12/2006)
RR
North Carolina(1/3/2006)
IAR
North Carolina(9/14/2009)
RR
Pennsylvania(11/14/2018)
RR
South Carolina(6/12/2006)
RR
Virginia(2/27/2008)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402
Mailing Address
Phone number
(319) 447-5700
Established
Firm type
Fiscal year end
# of Employees
200
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,756 |
| AUM (Assets Under Management) | $ 2,026,848,859 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
