Felix Vera
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Felix Vera, who also goes by Felix Juan Vera, Felix J Vera, was a registered financial professional .
Felix is a previously registered financial professional and started their career in finance in 2011. Felix had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2024 - February 26, 2026
PATRICK CAPITAL MARKETS, LLC
August 30, 2022 - October 13, 2023
ORCHARD SECURITIES, LLC
June 3, 2021 - September 8, 2022
PATRICK CAPITAL MARKETS, LLC
April 3, 2020 - December 18, 2020
WEALTHFORGE SECURITIES, LLC
May 28, 2019 - March 23, 2020
CANTOR FITZGERALD & CO.
May 3, 2018 - October 31, 2018
FORESIDE FUND SERVICES, LLC
May 10, 2017 - April 11, 2018
S2K FINANCIAL LLC
April 27, 2015 - April 29, 2017
ORCHARD SECURITIES, LLC
August 1, 2011 - February 27, 2015
MORGAN STANLEY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PATRICK CAPITAL MARKETS, LLC
CRD#: 16518 / SEC#: , 8-34099
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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