Felix J. Vera

PATRICK CAPITAL MARKETS

St. Louis, MO 63123

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CRD#: 4349234

Professional summary

Felix Juan Vera, who also goes by Felix J Vera, is a registered financial professional currently at PATRICK CAPITAL MARKETS, LLC located in St. Louis, Missouri.

Felix is registered as a RR (Registered Representative) and started their career in finance in 2011. Felix has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Felix J Vera

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Felix Juan Vera's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 1, 2024 - Present

PATRICK CAPITAL MARKETS, LLC

Office #1: 11152 South Towne Square, St. Louis, MO 63123

CRD#: 16518

St. Louis, MO

Past

August 30, 2022 - October 13, 2023

ORCHARD SECURITIES, LLC

CRD#: 133378

PLEASANT GROVE, UT

Past

June 3, 2021 - September 8, 2022

PATRICK CAPITAL MARKETS, LLC

CRD#: 16518

ST LOUIS, MO

Past

April 3, 2020 - December 18, 2020

WEALTHFORGE SECURITIES, LLC

CRD#: 152550

RICHMOND, VA

Past

May 28, 2019 - March 23, 2020

CANTOR FITZGERALD & CO.

CRD#: 134

NEW YORK, NY

Past

May 3, 2018 - October 31, 2018

FORESIDE FUND SERVICES, LLC

CRD#: 46106

NEW YORK CITY, NY

Past

May 10, 2017 - April 11, 2018

S2K FINANCIAL LLC

CRD#: 248786

ORLANDO, FL

Past

April 27, 2015 - April 29, 2017

ORCHARD SECURITIES, LLC

CRD#: 133378

NEW YORK, NY

Past

August 1, 2011 - February 27, 2015

MORGAN STANLEY

CRD#: 149777

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

North Carolina
(11/1/2024)

Exams

State Security Law Exam

Series 63

Date: 6/8/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/30/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PATRICK CAPITAL MARKETS, LLC

PATRICK CAPITAL MARKETS | PATRICK FINANCIAL CORPORATION | PATRICK CAPITAL MARKETS, LLC

CRD#: 16518 / SEC#: , 8-34099

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

11152 South Towne Square, St Louis, MO 63123

Mailing Address

11152 South Towne Square, St. Louis, MO 63123

Phone number

(314) 528-3000

Established

Missouri since 06/16/2008

Firm type

Limited Liability Company

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SAXONY FINANCIAL HOLDINGS, LLC.	SOLE OWNER/ MEMBER
CLARK, BRIAN LESLEY	PRESIDENT, CEO, AND CFO	4802438
KLUMP, RYAN CHRISTOPHER	SENIOR VICE PRSIDENT	4762698
MATARAZZI, NATHAN DOMENICO	FINOP, POO AND PFO	4827090
MITCHELL, JARAD BYRAM	COO	4811305
WEBSTER, TERRANCE MICHAEL	CHIEF COMPLIANCE OFFICER	6826889

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Felix J. Vera

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Felix Juan Vera's CRS (Customer Relationship Summary).

Certified licenses

Experience

ORCHARD SECURITIES, LLC

PATRICK CAPITAL MARKETS, LLC

WEALTHFORGE SECURITIES, LLC

CANTOR FITZGERALD & CO.

FORESIDE FUND SERVICES, LLC

S2K FINANCIAL LLC

ORCHARD SECURITIES, LLC

MORGAN STANLEY

State Registrations and Notice Filings

Exams

Series 63

Date: 6/8/2015

SIE

Date: 10/1/2018

Series 7

Date: 7/30/2011

FINRA

Current Firm

PATRICK CAPITAL MARKETS, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

PATRICK CAPITAL MARKETS, LLC

TRUST BUT VERIFY

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