Jeremy T. Hallett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeremy Thomas Hallett, CLU® was a registered financial professional .
Jeremy is a previously registered financial professional and started their career in finance in 2001. Jeremy had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2017 - December 15, 2022
THE LEADERS GROUP, INC.
January 2, 2014 - December 31, 2016
THE LEADERS GROUP, INC.
January 1, 2005 - December 31, 2013
VOYA FINANCIAL ADVISORS, INC.
August 26, 2003 - January 1, 2005
INTERLINK SECURITIES CORP.
January 11, 2002 - September 25, 2003
OSAIC FS, INC.
April 18, 2001 - November 13, 2001
VERAVEST INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
