Benjamin H. Cohen
Professional summary
Benjamin Harry Cohen was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Benjamin is a previously registered financial professional and started their career in finance in 2001. Prior to being barred, Benjamin had worked at 5 firms, which includes WORKMAN SECURITIES CORPORATION, MML INVESTORS SERVICES LLC, PRUCO SECURITIES LLC., METROPOLITAN LIFE INSURANCE COMPANY, MSI FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2008 - April 14, 2009
WORKMAN SECURITIES CORPORATION
October 13, 2006 - March 12, 2008
MML INVESTORS SERVICES, LLC
April 16, 2001 - November 10, 2006
PRUCO SECURITIES, LLC.
February 22, 2001 - March 13, 2001
METROPOLITAN LIFE INSURANCE COMPANY
February 22, 2001 - March 13, 2001
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
WORKMAN SECURITIES CORPORATION
CRD#: 31898 / SEC#: 801-65758, 8-45573
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 4 |
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