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IH

Ian Alexander Hendry

VICTORY CAPITAL SERVICES

BROOKLYN, OH

·CRD# 4348774·25 years experience

Professional Summary

Ian Alexander Hendry, who also goes by Ian Hendry, is a registered financial advisor currently at VICTORY CAPITAL SERVICES, INC. located in Brooklyn, Ohio. Ian is registered as a RR (Registered Representative) and started their career in finance in 2001. Ian has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ian Hendry

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

VICTORY CAPITAL SERVICES, INC.·CRD# 37059

BD

4900 Tiedeman Road 4th Floor, Brooklyn, OH 44144

January 8, 2015 - Present

FUNDS DISTRIBUTOR, LLC·CRD# 7174

BD

Birmingham, MI

June 4, 2001 - October 31, 2014

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UNIVERSITY HEIGHTS, OH · CRD#

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CLEVELAND, OH · CRD#

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Current Firm

VC

VICTORY CAPITAL SERVICES, INC.

CHS INVESTMENT SERVICES, INC. | VICTORY INCOME INVESTORS | VICTORY FUNDS | VICTORY CAPITAL SERVICES, INC. | VICTORY CAPITAL ADVISERS, INC. | TRIVALENT INVESTMENTS | THE ONE GROUP SERVICES COMPANY | SYCAMORE CAPITAL | RS INVESTMENTS | PIONEER INVESTMENTS | ONE GROUP SERVICES COMPANY (THE) | OGSC DISTRIBUTOR, INC. | NEW ENERGY CAPITAL | MUNDER CAPITAL MANAGEMENT | INTEGRITY ASSET MANAGEMENT

CRD#: 37059 / SEC#: 8-47577

BD

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

4900 Tiedeman Road 4th Floor, Brooklyn, OH 44144

Mailing Address

4900 Tiedeman Road 4th Floor, Brooklyn, OH 44144

Phone Number

(216) 898-2400

Established

Delaware since 06/03/1994

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
VICTORY CAPITAL OPERATING, LLC	SOLE SHAREHOLDER	—
INKS, DONALD ANTHONY	CHIEF OPERATIONS OFFICER	2311245
MATHES, CHARLES B	CHIEF COMPLIANCE OFFICER	5980160
POLICARPO, MICHAEL DENNIS II	PRESIDENT	4316912
PONTE, CHRISTOPHER ANTONI	CFO/FINOP	5968469

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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COMMONWEALTH FINANCIAL NETWORK

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(12/1/2025)

RR

Alaska
(12/1/2025)

RR

Arizona
(12/1/2025)

RR

Arkansas
(12/1/2025)

RR

California
(12/1/2025)

RR

Colorado
(12/1/2025)

RR

Connecticut
(12/1/2025)

RR

Delaware
(12/1/2025)

RR

District of Columbia
(12/1/2025)

RR

Florida
(12/1/2025)

RR

Georgia
(12/1/2025)

RR

Hawaii
(12/1/2025)

RR

Idaho
(12/1/2025)

RR

Illinois
(12/1/2025)

RR

Indiana
(12/1/2025)

RR

Iowa
(12/1/2025)

RR

Kansas
(12/1/2025)

RR

Kentucky
(12/1/2025)

RR

Louisiana
(12/1/2025)

RR

Maine
(12/1/2025)

RR

Maryland
(12/1/2025)

RR

Massachusetts
(12/1/2025)

RR

Michigan
(12/1/2025)

RR

Minnesota
(12/1/2025)

RR

Mississippi
(12/1/2025)

RR

Missouri
(12/1/2025)

RR

Montana
(12/1/2025)

RR

Nebraska
(12/1/2025)

RR

Nevada
(12/1/2025)

RR

New Hampshire
(12/1/2025)

RR

New Jersey
(12/1/2025)

RR

New Mexico
(12/1/2025)

RR

New York
(12/1/2025)

RR

North Carolina
(12/1/2025)

RR

North Dakota
(12/1/2025)

RR

Ohio
(1/8/2015)

RR

Oklahoma
(12/1/2025)

RR

Oregon
(1/3/2018)

RR

Pennsylvania
(12/1/2025)

RR

Puerto Rico
(12/1/2025)

RR

Rhode Island
(12/1/2025)

RR

South Carolina
(12/1/2025)

RR

South Dakota
(12/1/2025)

RR

Tennessee
(12/1/2025)

RR

Texas
(12/1/2025)

RR

Utah
(12/1/2025)

RR

Vermont
(12/1/2025)

RR

Virginia
(12/1/2025)

RR

Washington
(1/3/2018)

RR

West Virginia
(12/1/2025)

RR

Wisconsin
(12/1/2025)

RR

Wyoming
(12/1/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2002About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 2001About the Series 6 exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Ian Alexander Hendry's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

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IH

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