Gina E. Sullivan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gina Elayne Sullivan, who also goes by Gina Elayne Frederick, Gina E Sullivan, was a registered financial professional .
Gina is a previously registered financial professional and started their career in finance in 2001. Gina had worked at 4 firms and has passed the Series 63, Series 3, SIE, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 2017 - December 3, 2019
JCRA FINANCIAL LLC
September 5, 2013 - February 15, 2016
BARCLAYS CAPITAL INC.
September 28, 2006 - April 28, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 23, 2001 - July 6, 2006
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JCRA FINANCIAL LLC
CRD#: 149305 / SEC#: , 8-68135
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
