Norman (. Steinberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Norman (nmn) Steinberg, who also goes by Norman Steinberg, was a registered financial professional .
Norman is a previously registered financial professional and started their career in finance in 1973. Norman had worked at 9 firms and has passed the PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2005 - May 31, 2019
STEINBERG GLOBAL ASSET MANAGEMENT LTD
November 10, 1988 - December 14, 1993
CREDIT AGRICOLE SECURITIES (USA) INC.
March 11, 1988 - October 6, 1988
LEGG MASON WOOD WALKER, INCORPORATED
February 23, 1979 - March 15, 1988
MOSELEY SECURITIES CORPORATION
April 28, 1976 - February 23, 1979
MOSELEY, HALLGARTEN & ESTABROOK INC
December 10, 1974 - April 28, 1976
MOSELEY, HALLGARTEN & ESTABROOK INC.
June 24, 1974 - January 9, 1975
KIDDER, PEABODY & CO., INCORPORATED
June 18, 1973 - July 26, 1974
CLARK, DODGE & CO., INCORPORATED
January 23, 1973 - June 24, 1973
HALLE & STIEGLITZ, FILOR BULLARD, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 9/2/1977
AMEX Put and Call ExamSeries 1
Date: 1/18/1973
Registered Representative ExaminationCurrent Firm
STEINBERG GLOBAL ASSET MANAGEMENT LTD
CRD#: 107522 / SEC#: 801-41473
Contact information
Documents
Red Flags
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