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AM

Andrew T. Murdoch

SOMERSET SECURITIES
Portland, OR 97239
Some features on this profile are disabled
CRD#: 4348536
AM

Professional summary

Andrew Templeton Murdoch, CFP®, who also goes by Andrew Templeton Murdoch, is a registered financial professional currently at SOMERSET SECURITIES, INC. located in Portland, Oregon.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 2001. Andrew has worked at 7 firms and has passed the Series 66, Series 7TO, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Andrew Templeton Murdoch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Templeton Murdoch's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2010

Experience

Current

July 16, 2019 - Present

SOMERSET SECURITIES, INC.

Office #1: 4600 S Kelly Ave, Portland, OR 97239
BD
CRD#: 2493
Portland, OR
Past

August 1, 2019 - August 30, 2022

SOMERSET WEALTH MANAGEMENT, LLC

RIA
CRD#: 170213
PORTLAND, OR
Past

May 14, 2014 - July 14, 2017

SOMERSET WEALTH MANAGEMENT, LLC

RIA
CRD#: 170213
PORTLAND, OR
Past

January 10, 2014 - July 14, 2017

SOMERSET SECURITIES, INC.

BD
CRD#: 2493
PORTLAND, OR
Past

May 10, 2011 - November 9, 2012

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
PORTLAND, OR
Past

March 8, 2007 - November 9, 2012

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
PORTLAND, OR
Past

August 8, 2006 - March 8, 2007

WALL STREET FINANCIAL GROUP, INC.

BD
CRD#: 35830
PORTLAND, OR
Past

June 23, 2004 - August 10, 2006

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
PORTLAND, OR
Past

August 1, 2002 - June 3, 2004

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

BD
CRD#: 40178
FRANKLIN, TN
Past

April 2, 2001 - June 27, 2002

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/17/2019)
RR
Florida
(8/6/2019)
RR
Georgia
(8/1/2019)
RR
Nevada
(11/15/2023)
RR
New Jersey
(8/7/2019)
RR
New Mexico
(10/21/2024)
RR
North Carolina
(8/6/2019)
RR
Oregon
(8/1/2019)
RR
Texas
(8/15/2019)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/12/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/14/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 5/2/2001
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 3/30/2001
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SS
SOMERSET SECURITIES, INC.
BAY COLONY SECURITIES CO., INC. | SOMERSET SECURITIES, INC. | L & M SECURITIES COMPANY INC. | L & M SECURITIES COMPANY | CHARLES J. AUDITORE | BC SECURITIES INC.

CRD#: 2493 / SEC#: , 8-11539

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
PREMIUM
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Contact information

Main Address
4600 S Kelly Ave, Portland, OR 97239
Mailing Address
4600 S Kelly Ave, Portland, OR 97239
Phone number
(800) 813-4000
Established
Massachusetts since 11/01/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (48 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SOMERSET HOLDINGS GROUP, LLCOWNER
GEORGE, KENNETH RONALDCFO/FINOP2643369
HAMLIN, THOMAS BURGESSCEO, CCO2208505

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SOMERSET SECURITIES, INC.

CRD#: 2493Portland, OR 97239

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