AM
Andrew T. Murdoch
SOMERSET SECURITIES
Portland, OR 97239
Some features on this profile are disabled
CRD#: 4348536
AM
Professional summary
Andrew Templeton Murdoch, CFP®, who also goes by Andrew Templeton Murdoch, is a registered financial professional currently at SOMERSET SECURITIES, INC. located in Portland, Oregon.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2001. Andrew has worked at 7 firms and has passed the Series 66, Series 7TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Andrew Templeton Murdoch
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) SOMERSET WEALTH STRATEGIES- INVESTMENT RELATED, CURRENTLY ENGAGED SELLING NON-VARIABLE LIFE INSURANCE PRODUCTS, INCLUDING BUT NOT LIMITED TO; FIXED ANNUITIES, FIXED IMMEDIATE ANNUITIES, FIXED LIFE INSURANCE AND FACTORED STRUCTURED SETTLEMENTS AKA SECONDARY MARKET ANNUITIES FOR SOMERSET WEALTH STRATEGIES AND HAS BEEN SINCE 10/2009. HE DEVOTES 30 TO 35 HOURS PER WEEK TO THIS ACTIVITY. 2.) SOMERSET WEALTH MANAGEMENT, LLC - PORTLAND, OR; INVESTMENT RELATED; REGISTERED INVESTMENT ADVISOR; SINCE 3/2014; OREGON STATE RIA; FIRM MAKES RECOMMENDATIONS AND MANAGES PORTFOLIOS, OFFERS ADVICE ON RELATED CONCERNS SUCH AS INSURANCE, CHARITABLE GIVING AND ESTATE PLANNING. 3.) ANKENY GROUP, LLC/HOLDING COMPANY FOR A RESTAURANT-BAR/PART OWNER (INVESTOR WITH A MINORITY INTEREST)/5 HOURS PER WEEK/NOT INVESTMENT RELATED. 4.) Sticks and Stones, 427 NW 6th Ave. Portland, OR 97209. Started 1/1/2015. Non-investment related. Part owner. Wood based Jewelry Company. Spend less than 1 hr/mo outside of trading hours. 5.) Andrew Murdoch, 4600 SW Kelly Ave, Portland, OR 97239. Started 09/2013. Non-Investment related. Provide Basic Financial and Related Support to structured settlement payment. Spend approximately 2-4 hrs/mo. Time spent may be during trading hours. 6.) District. 220 SW Ankeny St, Portland, OR 97204. Started 01/01/2015. Non-investment related. Cocktail Bar and Private event location. Spend approximately 8-10 hrs/mo outside trading hours.
CRS (Client Relationship Summary) - BD
Click below to view Andrew Templeton Murdoch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
July 16, 2019 - Present
SOMERSET SECURITIES, INC.
Office #1: 4600 S Kelly Ave, Portland, OR 97239BD
CRD#: 2493
Portland, OR
Past
August 1, 2019 - August 30, 2022
SOMERSET WEALTH MANAGEMENT, LLC
RIA
CRD#: 170213
PORTLAND, OR
Past
May 14, 2014 - July 14, 2017
SOMERSET WEALTH MANAGEMENT, LLC
RIA
CRD#: 170213
PORTLAND, OR
Past
January 10, 2014 - July 14, 2017
SOMERSET SECURITIES, INC.
BD
CRD#: 2493
PORTLAND, OR
Past
May 10, 2011 - November 9, 2012
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
PORTLAND, OR
Past
March 8, 2007 - November 9, 2012
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
PORTLAND, OR
Past
August 8, 2006 - March 8, 2007
WALL STREET FINANCIAL GROUP, INC.
BD
CRD#: 35830
PORTLAND, OR
Past
June 23, 2004 - August 10, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
PORTLAND, OR
Past
August 1, 2002 - June 3, 2004
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
BD
CRD#: 40178
FRANKLIN, TN
Past
April 2, 2001 - June 27, 2002
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/17/2019)
RR
Florida(8/6/2019)
RR
Georgia(8/1/2019)
RR
Nevada(11/15/2023)
RR
New Jersey(8/7/2019)
RR
New Mexico(10/21/2024)
RR
North Carolina(8/6/2019)
RR
Oregon(8/1/2019)
RR
Texas(8/15/2019)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SOMERSET SECURITIES, INC.
BAY COLONY SECURITIES CO., INC. | SOMERSET SECURITIES, INC. | L & M SECURITIES COMPANY INC. | L & M SECURITIES COMPANY | CHARLES J. AUDITORE | BC SECURITIES INC.
CRD#: 2493 / SEC#: , 8-11539
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
4600 S Kelly Ave, Portland, OR 97239
Mailing Address
4600 S Kelly Ave, Portland, OR 97239
Phone number
(800) 813-4000
Established
Massachusetts since 11/01/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (48 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
