Brett A. Garver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brett Alan Garver, who also goes by Brett Alan Garver, was a registered financial professional .
Brett is a previously registered financial professional and started their career in finance in 2001. Brett had worked at 7 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2019 - December 31, 2025
180 WEALTH ADVISORS, LLC
August 3, 2017 - January 10, 2019
KEY INVESTMENT SERVICES LLC
August 3, 2017 - January 10, 2019
KEY INVESTMENT SERVICES LLC
March 25, 2017 - August 2, 2017
MML INVESTORS SERVICES, LLC
March 25, 2017 - August 2, 2017
MML INVESTORS SERVICES, LLC
February 20, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
February 20, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
November 2, 2007 - February 24, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 2, 2007 - February 24, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 2, 2007 - November 6, 2007
MORGAN STANLEY & CO. LLC
April 2, 2007 - November 6, 2007
MORGAN STANLEY & CO. LLC
June 20, 2001 - April 2, 2007
MORGAN STANLEY DW INC.
April 20, 2001 - April 2, 2007
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
180 WEALTH ADVISORS, LLC
CRD#: 284921 / SEC#: 801-110219
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
180 WEALTH ADVISORS, LLC
CRD#: 284921 / SEC#: 801-110219
Contact information
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,139 |
| AUM (Assets Under Management) | $ 1,056,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
