Brett A. Garver
Professional summary
Brett Alan Garver, who also goes by Brett Alan Garver, is a registered financial advisor currently at 180 WEALTH ADVISORS, LLC located in Federal Way, Washington.
Brett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Brett has worked at 7 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brett Alan Garver's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 11, 2019 - Present
180 WEALTH ADVISORS, LLC
Office #1: 32125 32nd Avenue South, Suite 100, Federal Way, WA 98001August 3, 2017 - January 10, 2019
KEY INVESTMENT SERVICES LLC
August 3, 2017 - January 10, 2019
KEY INVESTMENT SERVICES LLC
March 25, 2017 - August 2, 2017
MML INVESTORS SERVICES, LLC
March 25, 2017 - August 2, 2017
MML INVESTORS SERVICES, LLC
February 20, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
February 20, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
November 2, 2007 - February 24, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 2, 2007 - February 24, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 2, 2007 - November 6, 2007
MORGAN STANLEY & CO. LLC
April 2, 2007 - November 6, 2007
MORGAN STANLEY & CO. LLC
June 20, 2001 - April 2, 2007
MORGAN STANLEY DW INC.
April 20, 2001 - April 2, 2007
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
180 WEALTH ADVISORS, LLC
CRD#: 284921 / SEC#: 801-110219
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/11/2019)
Exams
Current Firm
180 WEALTH ADVISORS, LLC
CRD#: 284921 / SEC#: 801-110219
Contact information
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,139 |
| AUM (Assets Under Management) | $ 1,056,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
180 WEALTH ADVISORS, LLC
CRD#: 284921Federal Way, WA 98001TRUST BUT VERIFY
Monitor Brett Garver
Get automatic monthly alerts on: