Mark G. Steinberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Gordon Steinberg, who also goes by Mark G Steinberg, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1973. Mark had worked at 13 firms and has passed the Series 63, SIE, Series 41, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2010 - May 28, 2015
CONSTELLATION WEALTH ADVISORS LLC
October 24, 2003 - December 4, 2008
BLACKROCK INVESTMENTS, LLC
April 14, 2003 - November 17, 2003
PRECISION DISTRIBUTORS, LLC
April 9, 2001 - September 18, 2002
PINEBRIDGE SECURITIES LLC
December 11, 1991 - November 16, 2000
VERAVEST INVESTMENTS, INC.
May 11, 1990 - December 11, 1991
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
March 20, 1987 - April 16, 1990
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
October 11, 1984 - March 18, 1987
BLUESTONE SECURITIES CORPORATION
February 9, 1981 - August 3, 1984
BOETTCHER & COMPANY, INC.
September 16, 1977 - March 2, 1981
PRUDENTIAL EQUITY GROUP, LLC
August 27, 1976 - September 16, 1977
BACHE HALSEY STUART INC.
February 27, 1976 - August 27, 1976
BACHE & CO INCORPORATED
October 25, 1973 - February 27, 1976
BACHE & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 41
Date: 12/23/1982
NYSE Allied Member ExaminationSeries 1
Date: 10/22/1973
Registered Representative ExaminationSeries 40
Date: 12/15/1977
Registered Principal ExaminationCurrent Firm
CONSTELLATION WEALTH ADVISORS LLC
CRD#: 142502 / SEC#: 801-67762, 8-67471
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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