Patrick F. Regan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Francis Regan, who also goes by Patrick F Regan, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 2001. Patrick had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 2023 - December 13, 2024
GP NURMENKARI INC.
May 8, 2018 - May 10, 2023
KATALYST SECURITIES LLC
March 19, 2014 - April 30, 2018
GP NURMENKARI INC.
February 23, 2001 - April 20, 2001
TOWER HILL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GP NURMENKARI INC.
CRD#: 153480 / SEC#: , 8-68538
Contact information
FINRA licenses (19 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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