CR
Carter L. Randolph
RANDOLPH CO
Cincinnati, OH 45242
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CRD#: 4348355
CR
Professional summary
Carter Louis Randolph, who also goes by Louie Randolph, is a registered financial advisor currently at RANDOLPH CO INC located in Cincinnati, Ohio.
Carter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Carter has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Louie Randolph
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Wilson Private Capital, LLC. Yes Investment Related; 7870 East Kemper Rd., Suite 430, Cincinnati, OH 45249; Insurance Sales; Start Date 07/2024; Approximately 4 hours per month. Paid commission for insurance products sold. Commission rates vary by carrier and product type. Licensed for Life, Accident, and Health. Greenacres Foundation; Board Treasurer; Not Investment Related; 8255 Spooky Hollow Rd Cincinnati OH 45242; Greenacres will always reflect the style and grace of Louis and Louise Nippert to preserve nature, history, and culture through education, conservation, and artistic expression; Work with CFO on ensuring budget stays aligned; Start date: 2021-06-01; 3 Hours per month 1 of which during trading hours; Website address: green-acres.org. L.I.F.E. Foundation; Board Secretary; Not Investment Related; 4200 Malsbary Rd Cincinnati OH 45242; Non- profit supporting brain research; Act as executive director for organization, coordinate grants with recipients, monitor website and email account.; Start date: 2020-01-01; 4 Hours per month 2 of which during trading hours; Website address: https://life-brainhealth.org/. Breakthrough Cincinnati; Board Member; Not Investment Related; 6905 Given Rd. Cincinnati OH 45243; Empowering students, inspiring educators, advancing equity and education in Cincinnati; Help expand the mission and vision of the organization.; Start date: 2025-04-17; 3 Hours per month 1 of which during trading hours; Website address: https://www.breakthroughcincinnati.org/about/missionandimpact. Starfire Council of Greater Cincinnati; Board Member; Not Investment Related; 1682 E Seymour Ave Cincinnati OH 45237; Starfire is a non profit that supports adults with disabilities. ; Responsibility is to ensure the organization is following the mission and vision. ; Start date: 2018-03-01; 3 Hours per month 1 of which during trading hours; Website address: https://www.starfirecincy.org/. Wile Holdings, LLC; Member; Investment Related; 8225 Spooky Hollow Rd Cincinnati OH 45242; This is a Holdings company; Responsibility includes meeting with other members annually to review the investments within the LLC.; Start date: 2022-11-01; 2 Hours per month 1 of which during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Carter Louis Randolph's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 18, 2025 - Present
RANDOLPH CO INC
Office #1: 4200 Malsbary Road, Cincinnati, OH 45242RIA
CRD#: 104868
Cincinnati, OH
Past
September 21, 2023 - February 3, 2025
OMEGA WEALTH PRIVATE CAPITAL LLC
RIA
CRD#: 318012
CINCINNATI, OH
Past
January 17, 2017 - August 17, 2023
RANDOLPH CO INC
RIA
CRD#: 104868
CINCINNATI, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RC
RANDOLPH CO INC
RANDOLPH CO INC | THE RANDOLPH COMPANY
CRD#: 104868 / SEC#: 801-28213
RIA
Registered Investment Advisory firm - (12/8/1986 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(4/18/2025)
Current Firm
RC
RANDOLPH CO INC
RANDOLPH CO INC | THE RANDOLPH COMPANY
CRD#: 104868 / SEC#: 801-28213
RIA
Registered Investment Advisory firm - (12/8/1986 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10653 Techwoods Circle Suite 101, Cincinnati, OH 45242
Mailing Address
Phone number
(513) 891-7144
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 151 |
| AUM (Assets Under Management) | $ 940,937,912 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 11/08/2023 | ||
| 01/06/2023 |
Red Flags
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Company Information
RANDOLPH CO INC
CRD#: 104868Cincinnati, OH 45242TRUST BUT VERIFY
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