CR
Carter F. Randolph
RANDOLPH CO
Cincinnati, OH 45242
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CRD#: 4348344
CR
Professional summary
Carter Fitz Randolph PHD, who also goes by Carter F Randolph Phd, Carter F Randolph, is a registered financial advisor currently at RANDOLPH CO INC located in Cincinnati, Ohio.
Carter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Carter has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Carter F Randolph Phd | Carter F Randolph
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME: GREENACRES FOUNDATION, INC. INVESTMENT RELATED: NO ADDRESS: 8255 SPOOKY HOLLOW ROAD, CINCINNATI, OHIO 45242 NATURE OF BUSINESS: ENVIRONMENT, CULTURAL & AGRICULTURE EDUCATION/WORKING FARM POSITION: EXECUTIVE VICE PRESIDENT START DATE: AUGUST, 1989 HOURS DEVOTED: AS REQUIRED DUTIES: OVERSIGHT OF THE MANAGEMENT TEAM OF THE ORGANIZATION. POSITION: MANAGER START DATE: 2015 HOURS DEVOTED: AS REQUIRED 2) NAME: WILE HOLDINGS INVESTMENT RELATED: NO ADDRESS: 8225 SPOOKY HOLLOW ROAD, CINCINNATI, OHIO 45242 NATURE OF BUSINESS: Holding company. POSITION: MANAGER START DATE: 11/17/2015. HOURS DEVOTED: Variable DUTIES: review tax returns, oversee all admin activities. 3) NAME: L&L NIPPERT TRUST, L&L NIPPERT CHARITABLE FOUNDATION & LOUISE DIETERLE NIPPERT TRUST ADDRESS: 8255 SPOOKY HOLLOW ROAD, CINCINNATI, OHIO 45242 NATURE OF BUSINESS: TRUST DUTIES: OVERSIGHT OF THE MANAGEMENT TEAM OF THE ORGANIZATION. POSITION: TRUSTEE/BUSINESS CONSULTANT START DATE: 1987 HOURS DEVOTED: AS REQUIRED DUTIES: ESTATE/TAX PLANNING, REAL ESTATE MANAGEMENT, LITIGATION 4) NAME: LIFE FOUNDATION INVESTMENT RELATED: NO ADDRESS: 4200 Malsbary Road, Cincinnati, OH 45242 NATURE OF BUSINESS: Grant making organization to fund basic research on brain function and to create next generation of scientists (uncompensated position) POSITION: PRESIDENT START DATE: 8/10/2021 HOURS DEVOTED: Variable DUTIES: Read and judge grant applications, vote on grants, review NKU Future Scientist budget and grant request, review tax returns, review compliance issues related to Private Foundations, oversee all admin activities.
CRS (Client Relationship Summary) - RIA
Click below to view Carter Fitz Randolph PHD's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 28, 2010 - Present
RANDOLPH CO INC
Office #1: 4200 Malsbary Road, Cincinnati, OH 45242RIA
CRD#: 104868
Cincinnati, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RC
RANDOLPH CO INC
RANDOLPH CO INC | THE RANDOLPH COMPANY
CRD#: 104868 / SEC#: 801-28213
RIA
Registered Investment Advisory firm - (12/8/1986 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(6/18/2025)
IAR
Ohio(1/28/2010)
Current Firm
RC
RANDOLPH CO INC
RANDOLPH CO INC | THE RANDOLPH COMPANY
CRD#: 104868 / SEC#: 801-28213
RIA
Registered Investment Advisory firm - (12/8/1986 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10653 Techwoods Circle Suite 101, Cincinnati, OH 45242
Mailing Address
Phone number
(513) 891-7144
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 151 |
| AUM (Assets Under Management) | $ 940,937,912 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 11/08/2023 | ||
| 01/06/2023 |
Red Flags
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Company Information
RANDOLPH CO INC
CRD#: 104868Cincinnati, OH 45242TRUST BUT VERIFY
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