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Carter Fitz Randolph Phd

RANDOLPH CO
CINCINNATI, OH
·CRD# 4348344·16 years experience

Professional Summary

Carter Fitz Randolph PHD, who also goes by Carter F Randolph Phd, Carter F Randolph, is a registered financial advisor currently at RANDOLPH CO INC located in Cincinnati, Ohio. Carter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Carter has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Carter F Randolph Phd, Carter F Randolph

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

RANDOLPH CO INC·CRD# 104868
RIA
10653 Techwoods Circle Suite 101, Cincinnati, OH 45242
January 28, 2010 - Present

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Current Firm

RC
RANDOLPH CO INC

RANDOLPH CO INC | THE RANDOLPH COMPANY

CRD#: 104868 / SEC#: 801-28213
RIA
Registered Investment Advisory firm - SEC (12/8/1986 Approved)

Contact Information

Main Address

10653 Techwoods Circle Suite 101, Cincinnati, OH 45242

Phone Number

(513) 891-7144

# of Employees

6

SEC notice filing (3 States and Territories)

Registered to provide investment advisory services in 3 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

RCO ADV 2A (1/28/2026)

Regulatory Assets Under Management

Total Number of Accounts

139

AUM (Assets Under Management)

$1,082,186,662

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
01/27/2026Cover PageReport
11/25/2024Cover PageReport
11/08/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NAME: GREENACRES FOUNDATION, INC. INVESTMENT RELATED: NO ADDRESS: 8255 SPOOKY HOLLOW ROAD, CINCINNATI, OHIO 45242 NATURE OF BUSINESS: ENVIRONMENT, CULTURAL & AGRICULTURE EDUCATION/WORKING FARM POSITION: EXECUTIVE VICE PRESIDENT START DATE: AUGUST, 1989 HOURS DEVOTED: AS REQUIRED DUTIES: OVERSIGHT OF THE MANAGEMENT TEAM OF THE ORGANIZATION. POSITION: MANAGER START DATE: 2015 HOURS DEVOTED: AS REQUIRED 2) NAME: WILE HOLDINGS INVESTMENT RELATED: NO ADDRESS: 8225 SPOOKY HOLLOW ROAD, CINCINNATI, OHIO 45242 NATURE OF BUSINESS: Holding company. POSITION: MANAGER START DATE: 11/17/2015. HOURS DEVOTED: Variable DUTIES: review tax returns, oversee all admin activities. 3) NAME: L&L NIPPERT TRUST, L&L NIPPERT CHARITABLE FOUNDATION & LOUISE DIETERLE NIPPERT TRUST ADDRESS: 8255 SPOOKY HOLLOW ROAD, CINCINNATI, OHIO 45242 NATURE OF BUSINESS: TRUST DUTIES: OVERSIGHT OF THE MANAGEMENT TEAM OF THE ORGANIZATION. POSITION: TRUSTEE/BUSINESS CONSULTANT START DATE: 1987 HOURS DEVOTED: AS REQUIRED DUTIES: ESTATE/TAX PLANNING, REAL ESTATE MANAGEMENT, LITIGATION 4) NAME: LIFE FOUNDATION INVESTMENT RELATED: NO ADDRESS: 4200 Malsbary Road, Cincinnati, OH 45242 NATURE OF BUSINESS: Grant making organization to fund basic research on brain function and to create next generation of scientists (uncompensated position) POSITION: PRESIDENT START DATE: 8/10/2021 HOURS DEVOTED: Variable DUTIES: Read and judge grant applications, vote on grants, review NKU Future Scientist budget and grant request, review tax returns, review compliance issues related to Private Foundations, oversee all admin activities.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RC
RANDOLPH CO INC

RANDOLPH CO INC | THE RANDOLPH COMPANY

CRD#: 104868 / SEC#: 801-28213
RIA
Registered Investment Advisory firm - SEC (12/8/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Kentucky
(6/18/2025)
IAR
Ohio
(1/28/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2010About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Carter Fitz Randolph PHD's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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