Kevin R. Sullivan

RIALTO WEALTH MANAGEMENT

SYRACUSE, NY 13202

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CRD#: 4348213

Professional summary

Kevin Renzie Sullivan, CFP® is a registered financial advisor currently at RIALTO WEALTH MANAGEMENT located in Syracuse, New York.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Kevin has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Core Areas of Focus

Estate & Generational Planning Issues

Investment Advice with Ongoing Management

Question & Answer

What are your service offerings?

Education Planning

Social Security Planning

Divorce Planning

Investment Planning

Estate Planning

Comprehensive Financial Planni...

Retirement Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Renzie Sullivan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

December 1, 2025 - Present

RIALTO WEALTH MANAGEMENT

Office #1: 126 N Salina St. Suite 330, Syracuse, NY 13202

RIA

CRD#: 319411

SYRACUSE, NY

Past

May 10, 2021 - December 2, 2025

ROCKBRIDGE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 115754

SYRACUSE, NY

Past

February 15, 2011 - April 1, 2016

CADARET, GRANT & CO., INC.

RIA

CRD#: 10641

SOLVAY, NY

Past

June 30, 2009 - April 1, 2016

CADARET, GRANT & CO., INC.

CRD#: 10641

SOLVAY, NY

Past

August 30, 2005 - April 21, 2009

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

ONEIDA, NY

Past

August 30, 2005 - April 21, 2009

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

ONEIDA, NY

Past

January 1, 2005 - February 8, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

SYRACUSE, NY

Past

October 20, 2004 - February 8, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

April 23, 2001 - October 20, 2004

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RIALTO WEALTH MANAGEMENT

RIALTO WEALTH MANAGEMENT | RIALTO WEALTH MANAGEMENT, LLC

CRD#: 319411 / SEC#: 801-123598

RIA

Registered Investment Advisory firm - (4/1/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(12/1/2025)

IAR

Texas
(4/16/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/20/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 4/1/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/20/2001

General Securities Representative Examination

Current Firm

RIALTO WEALTH MANAGEMENT

RIALTO WEALTH MANAGEMENT | RIALTO WEALTH MANAGEMENT, LLC

CRD#: 319411 / SEC#: 801-123598

RIA

Registered Investment Advisory firm - (4/1/2022 Approved)

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Contact information

Main Address

126 N Salina St. Suite 404, Syracuse, NY 13202

Mailing Address

Phone number

(315) 992-9129

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RIALTO WEALTH MANAGEMENT BROCHURE (1/31/2025)

Regulatory assets under management

Total Number of Accounts	738
AUM (Assets Under Management)	$ 403,683,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin R. Sullivan

Professional summary

Core Areas of Focus

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Renzie Sullivan's CRS (Customer Relationship Summary).

Certified licenses

Experience

RIALTO WEALTH MANAGEMENT

ROCKBRIDGE INVESTMENT MANAGEMENT, LLC

CADARET, GRANT & CO., INC.

CADARET, GRANT & CO., INC.

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

QUICK & REILLY, INC.

Primary Firm SEC Registration

RIALTO WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 12/20/2004

SIE

Date: 4/1/2016

Series 7

Date: 4/20/2001

Current Firm

RIALTO WEALTH MANAGEMENT

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RIALTO WEALTH MANAGEMENT

TRUST BUT VERIFY

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