James M. Johnson

JOHNSON CAPITAL ADVISORY

Milford, OH 45150

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CRD#: 4347530

Professional summary

James Melvin Johnson, who also goes by Jim Johnson, is a registered financial advisor currently at JOHNSON CAPITAL ADVISORY, LLC located in Milford, Ohio.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. James has worked at 3 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jim Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Melvin Johnson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 10, 2018 - Present

JOHNSON CAPITAL ADVISORY, LLC

Office #1: 329 Miami Lakes Drive, Milford, OH 45150

RIA

CRD#: 292270

Milford, OH

Past

December 2, 2015 - April 11, 2018

CAPTRUST

RIA

CRD#: 175112

Dayton, OH

Past

May 23, 2012 - December 31, 2015

PARKER CARLSON & JOHNSON

RIA

CRD#: 105815

DAYTON, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(4/10/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

JOHNSON CAPITAL ADVISORY, LLC

CRD#: 292270 / SEC#:

Michigan

Registered Investment Advisory firm - (2/25/2025 Terminated)

Ohio

Registered Investment Advisory firm - (4/10/2018 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

329 Miami Lakes Drive, Milford, OH 45150

Mailing Address

Phone number

(937) 626-6651

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 54,676,945

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James M. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Melvin Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

JOHNSON CAPITAL ADVISORY, LLC

CAPTRUST

PARKER CARLSON & JOHNSON

State Registrations and Notice Filings

Exams

Current Firm

JOHNSON CAPITAL ADVISORY, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JOHNSON CAPITAL ADVISORY, LLC

TRUST BUT VERIFY

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