Gregory T. Lane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Thorp Lane, who also goes by Greg Lane, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 2001. Gregory had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 28, 2013 - June 3, 2015
BB&T INVESTMENT SERVICES, INC.
August 22, 2013 - August 23, 2013
BB&T INVESTMENT SERVICES, INC.
April 29, 2013 - June 3, 2015
BB&T INVESTMENT SERVICES, INC.
August 16, 2005 - January 12, 2010
CETERA INVESTMENT SERVICES LLC
August 16, 2005 - January 12, 2010
CETERA INVESTMENT SERVICES LLC
February 10, 2005 - November 29, 2006
FIRST MARKET ADVISORS, INC.
February 19, 2004 - August 17, 2005
FISERV INVESTOR SERVICES, INC.
January 2, 2003 - November 10, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.
April 10, 2001 - November 10, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T INVESTMENT SERVICES, INC.
CRD#: 33856 / SEC#: 801-106629, 8-46134
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRANCH BANKING AND TRUST COMPANY | SHAREHOLDER | |
| CECIL, ALEXANDER WILSON | CHIEF COMPLIANCE OFFICER | 2319938 |
| CRAM, BRYAN SCOTT | PRESIDENT | 2723431 |
| EARNHARDT, DARREN LEE | CHIEF OPERATING OFFICER | 2356117 |
| EVANS, RICHARD TABB III | DIRECTOR OF SALES/DIRECTOR | 1643552 |
| SAUFLEY, RANDALL BARRETT | CHIEF FINANCIAL OFFICER | 1664935 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
