PM
Pat D. Moon
MERIDIAN INVESTMENT ADVISORS
LITTLE ROCK, AR 72212
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CRD#: 4347337
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Professional summary
Pat David Moon is a registered financial advisor currently at MERIDIAN INVESTMENT ADVISORS located in Little Rock, Arkansas.
Pat is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Pat has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Transcore Logistics, LLC; Investment related: No; 12407 N Mopac Expy,Ste 250-40 Austin TX 78758 USA; Brokerage company for ship leases.; Managing Member; 2018-03-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 3; Accounting, tax filing coordinator, billing, revenue collection. Oceanus Brokers, LLC; Investment related: No; 945 MCKINNEY ST SUITE 248 Houston Texas 77002 USA; Brokerage of ship leases.; Managing Member; 2023-07-06; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 2; Accounting, tax filing coordinator, invoices, revenue distribution to members. Gorgon Holding LLC; Investment related: No; 945 Mckinney St, Suite 248 Houston Texas 77002 USA; Broker for ship lease agreements.; Manager; 2023-07-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 3;
CRS (Client Relationship Summary) - RIA
Click below to view Pat David Moon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 28, 1999 - Present
MERIDIAN INVESTMENT ADVISORS
Office #1: 11300 Cantrell Suite 200, Little Rock, AR 72212RIA
CRD#: 110216
LITTLE ROCK, AR
Past
September 28, 2004 - August 9, 2011
INTEGRATED PORTFOLIO MANAGEMENT, LLC
RIA
CRD#: 117003
LITTLE ROCK, AR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MI
MERIDIAN INVESTMENT ADVISORS
MERIDIAN INVESTMENT ADVISORS | MERIDIAN MANAGEMENT CO | MERIDIAN MANAGEMENT ADVISORS | MERIDIAN INVESTMENT MANAGERS
CRD#: 110216 / SEC#: 801-13452
RIA
Registered Investment Advisory firm - (10/14/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arkansas(9/28/1999)
IAR
Texas(4/26/2006)
Exams
Current Firm
MI
MERIDIAN INVESTMENT ADVISORS
MERIDIAN INVESTMENT ADVISORS | MERIDIAN MANAGEMENT CO | MERIDIAN MANAGEMENT ADVISORS | MERIDIAN INVESTMENT MANAGERS
CRD#: 110216 / SEC#: 801-13452
RIA
Registered Investment Advisory firm - (10/14/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11300 Cantrell Road Suite 200, Little Rock, AR 72212
Mailing Address
Phone number
(501) 663-7055
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 460 |
| AUM (Assets Under Management) | $ 766,523,683 |
Red Flags
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