Luis A. Madero
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Luis Arturo Madero was a registered financial professional .
Luis is a previously registered financial professional and started their career in finance in 2006. Luis had worked at 1 firm and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2006 - October 11, 2012
VALORES FINAMEX INTERNATIONAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VALORES FINAMEX INTERNATIONAL, INC.
CRD#: 26303 / SEC#: , 8-42490
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VALORES FINAMEX CORP | SHAREHOLDER OF APPLICANT | |
| CARILLODIAZ, EDUARDO ARTURO | DIRECTOR | 2048879 |
| GOLAC, IVAN ALBERTO | PRESIDENT | 2800489 |
| HEBERT, MIKE JAMES | CHIEF COMPLIANCE OFFICER | 1229298 |
| JOHNSON, KRISTY KAY | FINANCIAL AND OPERATIONS PRINCIPAL/ CHEIF FINANCIAL OFFICER | 4470948 |
| LOPEZVELASCO, MAURICIO | DIRECTOR | 2048913 |
| MADERO VIZCAYA, RICARDO JOSE | SECRETARY | 5805041 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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