Charles A. Gibbs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Andrew Gibbs, CFP®, who also goes by Chuck Andrew Gibbs, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 2002. Charles had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2004
Experience
January 14, 2014 - December 31, 2023
PRIVATE WEALTH GROUP, LLC
December 5, 2012 - February 5, 2015
PENATES GROUP, INC.
September 7, 2012 - December 31, 2013
PRIVATE WEALTH GROUP, LLC
September 29, 2010 - September 4, 2012
BROKERSXPRESS LLC
September 29, 2010 - September 4, 2012
BROKERSXPRESS LLC
August 15, 2002 - October 6, 2010
LPL FINANCIAL LLC
July 24, 2002 - November 11, 2002
PARK AVENUE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRIVATE WEALTH GROUP, LLC
CRD#: 164796 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 4,450,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
