Susanna W. Jung
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susanna Wai Jung, who also goes by Susanna Wai Eng, Susanna Wai Jung-eng, was a registered financial professional .
Susanna is a previously registered financial professional and started their career in finance in 2006. Susanna had worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2006 - February 10, 2017
UHLMANN PRICE SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
UHLMANN PRICE SECURITIES, LLC
CRD#: 42854 / SEC#: , 8-50041
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
