Worcester A. Patten

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CRD#: 4347066

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Worcester Allen Bryan Patten was a registered financial professional .

Worcester is a previously registered financial professional and started their career in finance in 2004. Worcester had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GRANDVIEW/NO/CHATTANOOGA, TN/REAL ESTATE DEVELOPMENT/PROPRIETOR/1996/12HRS/0 HRS/MASTER DEVELOPER GRANDVIEW TIMBER COMPANY/NO/CHATTANOOGA, TN/REAL ESTATE HOLDINGS/PARTNER WITH BROTHER, Z. CARTTER PATTEN, III AND SISTER, EMMA P.CASEY/1988/2 HRS/0 HRS KRYSTAL COMPANY/NO/CHATTANOOGA, TN/PRIVATE FAST FOOD RESTAURANT/BOARD OF DIRECTORS- INVESTOR/1998/2 HRS/2 HRS/MEMBER OF AUDIT COMMITTEE MEETING QRTLY THE SPORTS BARN/NO/CHATTANOOGA, TN/ATHLETIC CLUB/BOARD OF DIRECTORS AND INVESTOR/1979/1 HR/0 HRS/REVIEW ON QUARTERLY BASIS BIG HORN LEATHER COMPANY/NO/CHATTANOOGA, TN/PRIVATE MANUFACTURER OF LEATHER PRODUCTS/BOARD OF DIRECTORS AND INVESTOR/1 HR PER YEAR UNIVERSITY OF CHATTANOOGA FOUNDATION / NO /CHATTANOOGA, TN/GOVERNANCE OF ENDOWMWNT OF THE UNIVERSITY OF TENNESSEE AT CHATTANOOGA (UTC)/TRUSTEE/1973/1 HR/1 HR/GOVERNANCE OF SCHOOL'S ENDOWMENT

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 25, 2004 - January 3, 2023

PATTEN AND PATTEN, INC.

RIA

CRD#: 105414

CHATTANOOGA, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PATTEN AND PATTEN, INC.

PATTEN & PATTEN INC | PATTEN AND PATTEN, INC.

CRD#: 105414 / SEC#: 801-11499

RIA

Registered Investment Advisory firm - (5/12/1976 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

PATTEN AND PATTEN, INC.

PATTEN & PATTEN INC | PATTEN AND PATTEN, INC.

CRD#: 105414 / SEC#: 801-11499

RIA

Registered Investment Advisory firm - (5/12/1976 Approved)

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Contact information

Main Address

555 Walnut Street Suite 280, Chattanooga, TN 37402

Mailing Address

Phone number

(423) 756-3480

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (38 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV, PART 2A, MARCH 26,2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	2,102
AUM (Assets Under Management)	$ 2,063,134,203

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Worcester A. Patten

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PATTEN AND PATTEN, INC.

Primary Firm SEC Registration

PATTEN AND PATTEN, INC.

State Registrations and Notice Filings

Exams

Current Firm

PATTEN AND PATTEN, INC.

Contact information

SEC notice filing (38 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PATTEN AND PATTEN, INC.

TRUST BUT VERIFY

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