Zeboim C. Patten
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Zeboim Cartter Patten III, who also goes by Cartter Patten, Zeboim Cartter Patten, was a registered financial professional .
Zeboim is a previously registered financial professional and started their career in finance in 2004. Zeboim had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2014 - March 31, 2021
THE PATTEN GROUP, INC.
March 25, 2004 - January 30, 2017
PATTEN AND PATTEN, INC.
Primary Firm SEC Registration
THE PATTEN GROUP, INC.
CRD#: 168255 / SEC#: 801-78354
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE PATTEN GROUP, INC.
CRD#: 168255 / SEC#: 801-78354
Contact information
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,296 |
| AUM (Assets Under Management) | $ 619,805,259 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/30/2024 | ||
| 01/17/2024 | ||
| 01/03/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
