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JM

James M. Miller, Iii

ARGYLE CAPITAL MANAGEMENT
Center Valley, PA 18034
Some features on this profile are disabled
CRD#: 4346887
JM

Professional summary

James Macpherson Miller, Iii is a registered financial advisor currently at ARGYLE CAPITAL MANAGEMENT, LLC located in Center Valley, Pennsylvania.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. James has worked at 1 firm .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Macpherson Miller, Iii's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 9, 1991 - Present

ARGYLE CAPITAL MANAGEMENT, LLC

Office #1: 3701 Corporate Parkway Suite 140, Center Valley, PA 18034
RIA
CRD#: 106576
Center Valley, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ARGYLE CAPITAL MANAGEMENT, LLC
ARGYLE CAPITAL MANAGEMENT INC | ARGYLE CAPITAL MANAGEMENT, LLC

CRD#: 106576 / SEC#: 801-19780

RIA
Registered Investment Advisory firm - (9/20/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(8/9/1991)
IAR
Texas
(3/29/2010)

Exams

Current Firm

AC
ARGYLE CAPITAL MANAGEMENT, LLC
ARGYLE CAPITAL MANAGEMENT INC | ARGYLE CAPITAL MANAGEMENT, LLC

CRD#: 106576 / SEC#: 801-19780

RIA
Registered Investment Advisory firm - (9/20/1983 Approved)
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Contact information

Main Address
3701 Corporate Parkway Suite 140, Center Valley, PA 18034
Mailing Address
Phone number
(610) 997-3777
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ARGYLE CAPITAL MANAGEMENT, LLC (1/30/2025)

Regulatory assets under management

Total Number of Accounts138
AUM (Assets Under Management)$ 317,100,153

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARGYLE CAPITAL MANAGEMENT, LLC

CRD#: 106576Center Valley, PA 18034

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