TJ
Timothy B. Johnson
BARD ASSOCIATES
CHICAGO, IL 60603
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CRD#: 4346580
TJ
Professional summary
Timothy Bard Johnson is a registered financial advisor currently at BARD ASSOCIATES INC located in Chicago, Illinois.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Timothy has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Bard Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 12, 1998 - Present
BARD ASSOCIATES INC
Office #1: 135 S. Lasalle Street Suite 4200, Chicago, IL 60603RIA
CRD#: 104984
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BA
BARD ASSOCIATES INC
BARD ASSOCIATES INC
CRD#: 104984 / SEC#: 801-28820
RIA
Registered Investment Advisory firm - (2/6/1987 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(5/12/1998)
IAR
Texas(5/11/2006)
Exams
Current Firm
BA
BARD ASSOCIATES INC
BARD ASSOCIATES INC
CRD#: 104984 / SEC#: 801-28820
RIA
Registered Investment Advisory firm - (2/6/1987 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
233 South Wacker Drive Suite 4400, Chicago, IL 60606
Mailing Address
Phone number
(312) 782-9600
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 388 |
| AUM (Assets Under Management) | $ 384,627,788 |
Red Flags
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