Susan M. Steel
Professional summary
Susan Marie Steel, CFP® is a registered financial advisor currently at DEERFIELD located in Carmel, Indiana.
Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Susan has worked at 1 firm .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Susan Marie Steel's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1996
Experience
March 30, 2004 - Present
DEERFIELD
April 7, 1999 - December 31, 2003
DEERFIELD
Primary Firm SEC Registration
DEERFIELD
CRD#: 104964 / SEC#: 801-25156
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/30/2012)
(3/30/2004)
Exams
Current Firm
DEERFIELD
CRD#: 104964 / SEC#: 801-25156
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 938 |
| AUM (Assets Under Management) | $ 958,738,339 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/05/2025 | ||
| 09/24/2024 | ||
| 01/04/2024 | ||
| 01/09/2023 |
Red Flags
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