Jose C. Gonzalez Navarro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jose Carlos Gonzalez Navarro, who also goes by Jose C Gonzalez, Jose Carlos Gonzalez, was a registered financial professional .
Jose is a previously registered financial professional and started their career in finance in 2001. Jose had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2006 - December 24, 2019
GWM GROUP, INC.
June 8, 2004 - September 18, 2006
BROAD STREET SECURITIES, INC.
October 22, 2002 - May 27, 2004
LLOYD, SCOTT & VALENTI, LTD.
June 7, 2002 - October 9, 2002
J.P. TURNER & COMPANY, L.L.C.
February 26, 2001 - March 6, 2002
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GWM GROUP, INC.
CRD#: 42844 / SEC#: , 8-50033
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
