CH
Carl W. Hafele
LOUISVILLE, KY 40222
CRD#: 4346459
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CH
Carl Wilfred Hafele
Professional summary
Carl Wilfred Hafele was a registered financial advisor .
Carl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Carl had worked at 3 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 26, 2026 - Present
Office #1: 500 North Hurstbourne Parkway Suite 425, Louisville, KY 40222
LOUISVILLE, KY
Past
May 2, 2022 - June 26, 2026
PRIVATE CLIENT SERVICES, LLC
RIA
CRD#: 120222
Louisville, KY
Past
July 17, 2014 - May 6, 2022
LANIER ASSET MANAGEMENT, LLC
RIA
CRD#: 150888
LOUISVILLE, KY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(6/26/2026)
IAR
Texas(6/26/2026)
Exams
Current firm
No current employment
Red Flags
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