Simone E. Cunningham

MP FINANCIAL SERVICES

SPRINGFIELD, MA 01144

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CRD#: 4346223

Professional summary

Simone Elizabeth Cunningham, CFP®, who also goes by Simone E Cunningham, is a registered financial advisor currently at MP FINANCIAL SERVICES, LLC located in Springfield, Massachusetts.

Simone is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Simone has worked at 3 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Simone E Cunningham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Simone Elizabeth Cunningham's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 27, 2009 - Present

MP FINANCIAL SERVICES, LLC

Office #1: One Monarch Place Suite 900, Springfield, MA 01144

RIA

CRD#: 149926

SPRINGFIELD, MA

Past

October 20, 2004 - December 17, 2008

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

SPRINGFIELD, MA

Past

October 20, 2004 - December 17, 2008

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

SPRINGFIELD, MA

Past

October 13, 2004 - October 20, 2004

QUICK & REILLY, INC.

RIA

CRD#: 11217

NEW YORK, NY

Past

April 23, 2001 - October 20, 2004

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(5/27/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/12/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/14/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/20/2001

General Securities Representative Examination

Current Firm

MP FINANCIAL SERVICES, LLC

CRD#: 149926 / SEC#:

Massachusetts

Registered Investment Advisory firm - (5/27/2009 Approved)

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Contact information

Main Address

One Monarch Place Suite 900, Springfield, MA 01144

Mailing Address

Phone number

(413) 739-1800

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Simone E. Cunningham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Simone Elizabeth Cunningham's CRS (Customer Relationship Summary).

Certified licenses

Experience

MP FINANCIAL SERVICES, LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

QUICK & REILLY, INC.

QUICK & REILLY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/12/2004

Series 63

Date: 5/14/2001

Series 7

Date: 4/20/2001

Current Firm

MP FINANCIAL SERVICES, LLC

Contact information

Documents

Red Flags

Company Information

MP FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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