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Simone E. Cunningham

MP FINANCIAL SERVICES
SPRINGFIELD, MA 01144
Some features on this profile are disabled
CRD#: 4346223
SC

Professional summary

Simone Elizabeth Cunningham, CFP®, who also goes by Simone E Cunningham, is a registered financial advisor currently at MP FINANCIAL SERVICES, LLC located in Springfield, Massachusetts.

Simone is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Simone has worked at 3 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Simone E Cunningham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Simone Elizabeth Cunningham's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

May 27, 2009 - Present

MP FINANCIAL SERVICES, LLC

Office #1: One Monarch Place Suite 900, Springfield, MA 01144
RIA
CRD#: 149926
SPRINGFIELD, MA
Past

October 20, 2004 - December 17, 2008

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA
CRD#: 16361
SPRINGFIELD, MA
Past

October 20, 2004 - December 17, 2008

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
SPRINGFIELD, MA
Past

October 13, 2004 - October 20, 2004

QUICK & REILLY, INC.

RIA
CRD#: 11217
NEW YORK, NY
Past

April 23, 2001 - October 20, 2004

QUICK & REILLY, INC.

BD
CRD#: 11217
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(5/27/2009)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/12/2004
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 5/14/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 4/20/2001
General Securities Representative Examination

Current Firm

MF
MP FINANCIAL SERVICES, LLC
MP FINANCIAL SERVICES, LLC

CRD#: 149926 / SEC#:

Massachusetts
Registered Investment Advisory firm - (5/27/2009 Approved)
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Contact information

Main Address
One Monarch Place Suite 900, Springfield, MA 01144
Mailing Address
Phone number
(413) 739-1800
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MP FINANCIAL SERVICES, LLC

CRD#: 149926Springfield, MA 01144

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