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EDWARD TENNENT TAYLOR

EDWARD T. TAYLOR

Some features on this profile are disabled
CRD#: 4346174
EDWARD TENNENT TAYLOR

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

EDWARD TENNENT TAYLOR, who also goes by Edward Tennent Taylor, was a registered financial professional .

EDWARD is a previously registered financial professional and started their career in finance in 2004. EDWARD had worked at 1 firm .

Biography

Edward is a Managing Director with responsibilities in portfolio management, investment strategy, and client service. He formerly held officer positions with Sedgwick, Inc., Hesta, and The Kuester Companies. He holds the Chartered Property Casualty Underwriter (CPCU) designation and is a graduate of Washington and Lee University.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Edward Tennent Taylor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 9, 2004 - November 8, 2024

DELTA ASSET MANAGEMENT, LLC

RIA
CRD#: 113688
MEMPHIS, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DA
DELTA ASSET MANAGEMENT, LLC
DELTA ASSET MANAGEMENT, LLC

CRD#: 113688 / SEC#: 801-60492

RIA
Registered Investment Advisory firm - (11/21/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

DA
DELTA ASSET MANAGEMENT, LLC
DELTA ASSET MANAGEMENT, LLC

CRD#: 113688 / SEC#: 801-60492

RIA
Registered Investment Advisory firm - (11/21/2001 Approved)
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Contact information

Main Address
700 Colonial Rd Suite 220, Memphis, TN 38117
Mailing Address
Phone number
(901) 767-4791
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2 BROCHURE (11/13/2025)

Regulatory assets under management

Total Number of Accounts1,123
AUM (Assets Under Management)$ 1,440,457,835

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DELTA ASSET MANAGEMENT, LLC

CRD#: 113688

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