Quinn P. Raftery

LITTLE STILL

CEDAR, MI 49621

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CRD#: 4346122

Professional summary

Quinn Patrick Raftery is a registered financial advisor currently at LITTLE STILL located in Cedar, Michigan.

Quinn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Quinn has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I HAVE A PASSIVE INVESTMENT IN OH VINEYARDS LLC; LOCATED AT 7700 PENINSULA DRIVE, TRAVERSE CITY, MI 49686; INVESTMENT WAS INITIATED IN DECEMBER 2012; THIS BUSINESS IS NOT INVESTMENT-RELATED; I DEVOTE 0 HOURS TO THIS BUSINESS PER MONTH. CAMBIUM ANALYTICA; LOCATED AT 1230 WOODMERE AVE., TRAVERSE CITY, MI 49686; BIO-TECH FIRM; NOT-INVESTMENT RELATED; FOUNDER, EXECUTIVE CHAIRMAN AND CHIEF REVENUE OFFICER; STARTED IN 2018, BUT NOT OPENED UNTIL MARCH 2019. SPENT APPROXIMATELY 30 HOURS A WEEK.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Quinn Patrick Raftery's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 28, 2022 - Present

LITTLE STILL

Office #1: 9261 East Hoxie Rd., Cedar, MI 49621

RIA

CRD#: 319186

CEDAR, MI

Past

October 13, 2024 - October 10, 2025

INTEGRATED INVESTMENT CONSULTANTS, LLC

RIA

CRD#: 175299

BLOOMFIELD HILLS, MI

Past

June 1, 2016 - June 4, 2018

J.P.P. EURO-SECURITIES, INC.

CRD#: 18509

NEW YORK, NY

Past

September 4, 2013 - May 27, 2016

LAMPE CAPITAL NORTH AMERICA LLC

CRD#: 160477

NEW YORK, NY

Past

September 11, 2009 - February 14, 2012

NATWEST MARKETS SECURITIES INC.

CRD#: 11707

STAMFORD, CT

Past

August 11, 2009 - September 11, 2009

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Past

September 5, 2006 - August 3, 2009

ODDO BHF NEW YORK CORPORATION

CRD#: 45104

NEW YORK, NY

Past

June 16, 2004 - August 1, 2006

J.P. MORGAN SECURITIES INC.

CRD#: 18718

SAN FRANCISCO, CA

Past

September 11, 2001 - May 20, 2004

PORTIGON SECURITIES INC.

CRD#: 10050

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(4/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/27/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/28/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/4/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/10/2001

General Securities Representative Examination

Current Firm

LITTLE STILL

LITTLE STILL | LITTLE STILL LLC

CRD#: 319186 / SEC#:

Michigan

Registered Investment Advisory firm - (4/28/2022 Approved)

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Contact information

Main Address

9261 East Hoxie Rd, Cedar, MI 49621

Mailing Address

Phone number

(231) 649-4998

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Quinn P. Raftery

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Quinn Patrick Raftery's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRATED INVESTMENT CONSULTANTS, LLC

J.P.P. EURO-SECURITIES, INC.

LAMPE CAPITAL NORTH AMERICA LLC

NATWEST MARKETS SECURITIES INC.

ABN AMRO INCORPORATED

ODDO BHF NEW YORK CORPORATION

J.P. MORGAN SECURITIES INC.

PORTIGON SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/27/2022

Series 63

Date: 1/28/2002

SIE

Date: 6/4/2018

Series 7

Date: 9/10/2001

Current Firm

LITTLE STILL

Contact information

Documents

Red Flags

Company Information

LITTLE STILL

TRUST BUT VERIFY

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