John C. Stiglich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Charles Stiglich, who also goes by John Charles Stiglich, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2001. John had worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2012 - December 31, 2020
VALMARK SECURITIES, INC.
February 27, 2012 - December 8, 2014
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
December 21, 2005 - August 27, 2012
CG BROKERAGE L.L.C.
April 25, 2001 - February 27, 2012
CLIFTON GUNDERSON WEALTH ADVISORS
April 24, 2001 - October 10, 2005
CAP PRO BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VALMARK SECURITIES, INC.
CRD#: 31243 / SEC#: , 8-45463
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
