John E. Martinez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Edward Martinez was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2001. John had worked at 4 firms and has passed the Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2005 - September 8, 2014
MCCAULEY SECURITIES, LTD.
May 2, 2002 - June 27, 2005
DUNLEVY & CO., INCORPORATED
July 24, 2001 - February 6, 2002
LABRANCHE FINANCIAL SERVICES, LLC
January 30, 2001 - May 1, 2002
GALWAY SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 25
Date: 8/24/2001
NYSE Trading Assistant ExaminationCurrent Firm
MCCAULEY SECURITIES, LTD.
CRD#: 33043 / SEC#: , 8-40143
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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