Nancy J. Gallant
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nancy Jean Gallant was a registered financial professional .
Nancy is a previously registered financial professional and started their career in finance in 2001. Nancy had worked at 4 firms and has passed the Series 63, Series 65 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2010 - August 23, 2012
SSN ADVISORY, INC.
January 6, 2010 - August 23, 2012
SECURITIES SERVICE NETWORK, LLC
August 23, 2001 - December 31, 2009
MEDALLION ADVISORY SERVICES, LLC
May 16, 2001 - December 31, 2009
MEDALLION INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SSN ADVISORY, INC.
CRD#: 126090 / SEC#: 801-61989
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
