Christopher P. Anzelone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Philip Anzelone was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2001. Christopher had worked at 4 firms and has passed the Series 66, SIE, Series 55, Series 7 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2011 - November 5, 2014
JEFFERIES EXECUTION SERVICES, INC.
August 18, 2008 - November 5, 2014
JEFFERIES LLC
November 28, 2006 - August 25, 2008
CITIGROUP GLOBAL MARKETS INC.
February 1, 2001 - November 22, 2006
MORGAN KEEGAN & COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/14/2008
Limited Representative-Equity Trader ExamSeries 25
Date: 8/28/2001
NYSE Trading Assistant ExaminationCurrent Firm
JEFFERIES EXECUTION SERVICES, INC.
CRD#: 867 / SEC#: , 8-2671
Contact information
Documents
Disclosures
| Regulatory Event | 19 |
Red Flags
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