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CS

Christopher J. Slawsky

FORESIDE FUND SERVICES
NEW YORK, NY 10036
CRD#: 4345506
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CS
Christopher James SlawskyFORESIDE FUND SERVICES

Professional summary

Christopher James Slawsky, who also goes by Chris Slawsky, Christopher Slawsky, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in New York, New York.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2001. Christopher has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Chris Slawsky | Christopher Slawsky

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher James Slawsky's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 4, 2026 - Present

FORESIDE FUND SERVICES, LLC

Office #1: The Grace Building 1114 Avenue Of The Americas 37th Floor, New York, NY 10036
BD
CRD#: 46106
NEW YORK, NY
Past

December 5, 2017 - March 19, 2026

STARWOOD CAPITAL, L.L.C.

BD
CRD#: 146057
GREENWICH, CT
Past

November 30, 2010 - July 27, 2017

CAREY FINANCIAL, LLC

BD
CRD#: 15246
NEW YORK, NY
Past

October 23, 2008 - November 10, 2009

FMG DISTRIBUTORS, INC.

BD
CRD#: 29243
NEW CANAAN, CT
Past

June 20, 2007 - March 27, 2008

DIRECT CAPITAL SECURITIES, INC.

BD
CRD#: 29639
AUSTIN, TX
Past

December 11, 2004 - June 8, 2007

METLIFE INVESTORS DISTRIBUTION COMPANY

BD
CRD#: 107622
NEW YORK CITY, NY
Past

February 5, 2002 - December 11, 2004

METLIFE INVESTORS DISTRIBUTION COMPANY

BD
CRD#: 6695
NEWPORT BEACH, CA
Past

February 20, 2001 - February 7, 2002

PACIFIC SELECT DISTRIBUTORS, LLC

BD
CRD#: 4452
NEWPORT BEACH, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/4/2026)
RR
Alaska
(6/4/2026)
RR
Arizona
(6/4/2026)
RR
Arkansas
(6/4/2026)
RR
California
(6/4/2026)
RR
Colorado
(6/4/2026)
RR
Connecticut
(6/4/2026)
RR
Delaware
(6/4/2026)
RR
District of Columbia
(6/4/2026)
RR
Florida
(6/4/2026)
RR
Georgia
(6/4/2026)
RR
Hawaii
(6/4/2026)
RR
Idaho
(6/4/2026)
RR
Illinois
(6/4/2026)
RR
Indiana
(6/4/2026)
RR
Iowa
(6/4/2026)
RR
Kansas
(6/4/2026)
RR
Kentucky
(6/4/2026)
RR
Louisiana
(6/4/2026)
RR
Maine
(6/4/2026)
RR
Maryland
(6/4/2026)
RR
Massachusetts
(6/4/2026)
RR
Michigan
(6/4/2026)
RR
Minnesota
(6/4/2026)
RR
Mississippi
(6/4/2026)
RR
Missouri
(6/4/2026)
RR
Montana
(6/4/2026)
RR
Nebraska
(6/4/2026)
RR
Nevada
(6/4/2026)
RR
New Hampshire
(6/4/2026)
RR
New Jersey
(6/4/2026)
RR
New Mexico
(6/4/2026)
RR
New York
(6/4/2026)
RR
North Carolina
(6/4/2026)
RR
North Dakota
(6/4/2026)
RR
Ohio
(6/4/2026)
RR
Oklahoma
(6/4/2026)
RR
Oregon
(6/4/2026)
RR
Pennsylvania
(6/4/2026)
RR
Rhode Island
(6/4/2026)
RR
South Carolina
(6/4/2026)
RR
South Dakota
(6/4/2026)
RR
Tennessee
(6/4/2026)
RR
Texas
(6/4/2026)
RR
Utah
(6/4/2026)
RR
Vermont
(6/4/2026)
RR
Virginia
(6/4/2026)
RR
Washington
(6/4/2026)
RR
West Virginia
(6/4/2026)
RR
Wisconsin
(6/4/2026)
RR
Wyoming
(6/4/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 12/10/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/21/2007
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/16/2001
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/29/2011
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FF
FORESIDE FUND SERVICES, LLC
FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
Delaware since 09/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKIPRES/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145
STROUT, ALICIA KIMBERLYCHIEF COMPLIANCE OFFICER/VICE PRESIDENT6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORESIDE FUND SERVICES, LLC

CRD#: 46106New York, NY 10036

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