Anthony W. Graziano
Professional summary
Anthony Walter Graziano is a registered financial professional currently at CHARLES TOWNE SECURITIES, LLC located in Charleston, South Carolina.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 2001. Anthony has worked at 3 firms and has passed the Series 63, Series 82TO, Series 7TO, Series 99TO, SIE, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Walter Graziano's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 22, 2023 - Present
CHARLES TOWNE SECURITIES, LLC
September 13, 2019 - January 7, 2021
CHARLES TOWNE SECURITIES, LLC
November 11, 2005 - February 5, 2018
ARETE RESEARCH LLC
March 26, 2001 - September 8, 2005
COMMERZ MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 2/3/2025
Limited Representative-Private Securities OfferingsSeries 7TO
Date: 11/11/2022
General Securities Representative ExaminationSeries 99TO
Date: 11/11/2022
Operations Professional ExaminationFINRA
Current Firm
CHARLES TOWNE SECURITIES, LLC
CRD#: 172278 / SEC#: , 8-69505
Contact information
FINRA licenses (8 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
