Edward M. Woo
Professional summary
Edward Moon Woo is a registered financial professional currently at ASCENDIANT CAPITAL MARKETS, LLC located in Manteca, California.
Edward is registered as a RR (Registered Representative) and started their career in finance in 2001. Edward has worked at 2 firms and has passed the Series 66, Series 99TO, SIE, Series 16, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edward Moon Woo's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 23, 2011 - Present
ASCENDIANT CAPITAL MARKETS, LLC
June 21, 2001 - December 23, 2011
WEDBUSH SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/23/2011)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ASCENDIANT CAPITAL MARKETS, LLC
CRD#: 152912 / SEC#: , 8-68487
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Regulatory Event | 10 |
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