Hanford W. Carr

LMC INVESTMENTS

Wellesley, MA 02482

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CRD#: 4345221

Professional summary

Hanford Winton Carr is a registered financial advisor currently at LMC INVESTMENTS, INC. located in Wellesley, Massachusetts.

Hanford is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Hanford has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hanford Winton Carr's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 30, 2005 - Present

LMC INVESTMENTS, INC.

Office #1: One Hollis St Suite 435, Wellesley, MA 02482

RIA

CRD#: 105351

Wellesley, MA

Past

April 22, 1994 - June 30, 2005

LMC INVESTMENTS, INC.

RIA

CRD#: 105351

WELLESLEY, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(6/30/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

LMC INVESTMENTS, INC.

CRD#: 105351 / SEC#: 801-9674

RIA

Registered Investment Advisory firm - (6/30/2005 Terminated)

Massachusetts

Registered Investment Advisory firm - (7/13/2005 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

One Hollis St Suite 435, Wellesley, MA 02482

Mailing Address

Phone number

(781) 237-6767

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	29
AUM (Assets Under Management)	$ 15,703,048

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Hanford W. Carr

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hanford Winton Carr's CRS (Customer Relationship Summary).

Certified licenses

Experience

LMC INVESTMENTS, INC.

LMC INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Current Firm

LMC INVESTMENTS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LMC INVESTMENTS, INC.

TRUST BUT VERIFY

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