RF
Ryan M. Fossey
THRIVENT INVESTMENT MANAGEMENT
Edina, MN
Some features on this profile are disabled
CRD#: 4345072
RF
Professional summary
Ryan Matthew Fossey, who also goes by Ryan M Fossey, Ryan Matthew Fossey, Ryan Matthew Fossey, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Edina, Minnesota.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Ryan has worked at 5 firms and has passed the Series 63, Series 65, Series 66, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ryan M Fossey | Ryan Matthew Fossey | Ryan Matthew Fossey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
STATUS: APPRVD
I*19360
FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION
NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY
INVESTMENT RELATED: Y
ADDRESS OF BUSINESS:
SAINT PAUL, MINNESOTA 55101
NATURE OF BUSINESS: SOLE PROPRIETORSHIP,SOLE OWNER
COMPENSATION FOR ACTIVITY: Y
POSITION, TITLE, ASSOCIATION: OWNER,
START DATE OF RELATIONSHIP: 12:00:00 AM
NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY
NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0
DUTIES: I OWN THE CONDO
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Matthew Fossey's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ryan Matthew Fossey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 11, 2025 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
BD
CRD#: 18387
Edina, MN
Current
July 22, 2025 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 600 Portland Ave S Msc 7100, Minneapolis, MN 55415RIA
BD
CRD#: 18387
Minneapolis, MN
Past
December 31, 2023 - December 31, 2024
FOSSEY CAPITAL MANAGEMENT LLC
RIA
CRD#: 322358
EDINA, MN
Past
January 11, 2023 - December 31, 2023
FOSSEY CAPITAL MANAGEMENT LLC
RIA
CRD#: 322358
EDINA, MN
Past
October 3, 2007 - August 19, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BLOOMINGTON, MN
Past
September 7, 2007 - August 19, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BLOOMINGTON, MN
Past
February 8, 2001 - May 24, 2002
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
February 8, 2001 - May 24, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/2/2025)
RR
Alaska(9/2/2025)
RR
Arizona(9/2/2025)
RR
Arkansas(9/2/2025)
RR
California(9/2/2025)
RR
Colorado(9/2/2025)
RR
Connecticut(9/2/2025)
RR
Delaware(9/2/2025)
RR
District of Columbia(9/2/2025)
IAR
District of Columbia(9/3/2025)
RR
Florida(9/2/2025)
RR
Georgia(9/2/2025)
RR
Hawaii(9/2/2025)
RR
Idaho(9/2/2025)
RR
Illinois(9/2/2025)
RR
Indiana(9/2/2025)
RR
Iowa(9/2/2025)
RR
Kansas(9/2/2025)
RR
Kentucky(9/2/2025)
RR
Louisiana(9/2/2025)
RR
Maine(9/2/2025)
RR
Maryland(9/2/2025)
RR
Massachusetts(9/2/2025)
RR
Michigan(9/2/2025)
RR
Minnesota(8/11/2025)
IAR
Minnesota(8/11/2025)
RR
Mississippi(9/2/2025)
RR
Missouri(9/2/2025)
RR
Montana(9/2/2025)
RR
Nebraska(9/2/2025)
RR
Nevada(9/2/2025)
RR
New Hampshire(9/2/2025)
RR
New Jersey(9/2/2025)
RR
New Mexico(9/2/2025)
RR
New York(9/2/2025)
RR
North Carolina(9/2/2025)
RR
North Dakota(9/2/2025)
RR
Ohio(9/2/2025)
RR
Oklahoma(9/2/2025)
IAR
Oklahoma(9/2/2025)
RR
Oregon(9/2/2025)
RR
Pennsylvania(9/2/2025)
RR
Rhode Island(9/2/2025)
RR
South Carolina(9/2/2025)
RR
South Dakota(9/2/2025)
RR
Tennessee(9/2/2025)
RR
Texas(9/2/2025)
IAR
Texas(9/2/2025)
RR
Utah(9/2/2025)
RR
Vermont(9/2/2025)
RR
Virginia(9/2/2025)
RR
Washington(9/2/2025)
RR
West Virginia(9/2/2025)
RR
Wisconsin(9/2/2025)
RR
Wyoming(9/2/2025)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/22/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
