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Becky Ellen Farrant

Becky E. Farrant

PACIFIC GLOBAL INVESTMENT MANAGEMENT CO
MAITLAND, FL 32751
Some features on this profile are disabled
CRD#: 4345065
Becky Ellen Farrant

Professional summary

Becky Ellen Farrant, CFP®, who also goes by Becky E Worsham, Becky Ellen Worsham, is a registered financial advisor currently at PACIFIC GLOBAL INVESTMENT MANAGEMENT CO located in Maitland, Florida.

Becky is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Becky has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Becky E Worsham | Becky Ellen Worsham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BUSINESS: PACIFIC GLOBAL INVESTMENT MANAGEMENT CO (PARENT COMPANY OF PGFD); INVESTMENT RELATED; 146 W PLANT ST, STE 240, WINTER GARDEN, FL 34761; NATURE OF BUSINESS: INVESTMENT ADVISER; POSITION: REGISTERED INVESTMENT ADVISER REPRESENTATIVE; RELATIONSHIP START DATE: 10/01/05; HRS/MONTH DEVOTED TO BUSINESS: FULL-TIME; HRS DEVOTED TO BUSINESS DURING TRADING HRS: ESSENTIALLY 100%; DUTIES: RELATIONSHIP MANAGER FOR INDIVIDUAL CLIENTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Becky Ellen Farrant's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2009

Experience

Current

September 18, 2009 - Present

PACIFIC GLOBAL INVESTMENT MANAGEMENT CO

Office #1: 485 N Keller Rd Suite 525, Maitland, FL 32751
RIA
CRD#: 106962
MAITLAND, FL
Past

March 11, 2003 - April 14, 2020

PACIFIC GLOBAL FUND DISTRIBUTORS, INC.

BD
CRD#: 30642
WINTER GARDEN, FL
Past

February 7, 2001 - March 11, 2003

TRANSAMERICA FINANCIAL ADVISORS, INC.

BD
CRD#: 3600
LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PG
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO

CRD#: 106962 / SEC#: 801-41668

RIA
Registered Investment Advisory firm - (6/17/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(9/18/2009)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/21/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/13/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 2/6/2001
Investment Company Products/Variable Contracts Representative Examination

Current Firm

PG
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO

CRD#: 106962 / SEC#: 801-41668

RIA
Registered Investment Advisory firm - (6/17/1992 Approved)
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Contact information

Main Address
500 N. Brand Blvd Ste 2160, Glendale, CA 91203
Mailing Address
Phone number
(818) 242-6693
Established
Firm type
Fiscal year end
# of Employees
12

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PACIFIC GLOBAL BROCHURE (07/10/25) (7/10/2025)

Regulatory assets under management

Total Number of Accounts260
AUM (Assets Under Management)$ 98,939,503

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PACIFIC GLOBAL INVESTMENT MANAGEMENT CO

CRD#: 106962Maitland, FL 32751

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